The Policies of the Operational Risk Management:Connotations and Issues of It in the Commercial Banks of China

摘要：

　　Operational risk is one of the main risks in banking of China.So the commercial banks of China have attached great importance to the management of it through constructing the integrated operational risk management framework.The operational risk management policies, as an important part of the risk management framework in the commercial banks of China, are key factors that influence increasingly the effective management of the operational risk.In this paper, based on qualitative analysis, the connotations of the operational risk management policies of the commercial banks of China have at first been probed into, and then the issues which should be paid more considerations in the processes of the making of the operational risk management policies have been analyzed.In conclusion, we think that the making of the operational risk management policies is an complicated thing to the bank.Only understanding such issues deeply can we formulate operational risk management policies that are appropriate for oneself, can we ensure the strategy of the operational risk management be carried out practically and effectively.

关键词： Operational risk Operational risk management policy Connotation Issue

作者: Qu Shaoqiang Zhang Yuzhong

作者单位: School of Accounting, Shandong Institute of Business and Technology, Yantai, P.R.China, 264005

会议类型: 国际会议

会议名称: The 5th Conference on Chinas Economic Operation Risk Management(2011`Shanghai)(第五届中国立信风险管理论坛)

会议地点: 上海

会议语种:英文

页码: 231-236

在线出版日期: 2011-11-04（万方平台首次上网日期，不代表论文的发表时间）